Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph F Velardi is a financial professional with over 20 years of experience in the financial services industry. Joseph is currently a registered representative of Wells Fargo Securities, LLC and holds numerous industry licenses, including Series 4, 7, 9, 10, 14, 23, 24, 26, 39, 52TO, 63, 6TO, 82TO and 99TO. Joseph has previously worked with J.P. Morgan Securities LLC and J.P. Morgan Clearing Corp. Joseph is a registered principal with a focus on investment company products and variable contracts, direct participation programs, and municipal securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/13/2022 - Present
Wells Fargo Securities, LLC (New York NY)
NY
08/09/2004 - 03/21/2022
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
08/10/2015 - 10/01/2016
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
08/09/2004 - 12/31/2008
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NJ
09/08/1999 - 06/22/2004
PERSHING LLC (JERSEY CITY NJ)
BC
Issued 02/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 11/13/2006
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 05/24/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/23/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Joseph Velardi is the right advisor for you? Invested Better is here to help.
