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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Sullivan is a financial advisor with LPL Financial LLC. Joseph has been in the financial industry since May 2004. Joseph is licensed in South Carolina and Florida. Joseph's firm, LPL Financial LLC, manages more than $50 billion in assets and serves over 168,000 clients. Joseph offers a variety of financial planning services, including portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
08/10/2023 - Present
LPL Financial LLC (TAMPA FL)
FL
08/06/2018 - 08/24/2018
STILLPOINT CAPITAL, LLC (TAMPA FL)
FL
04/17/2007 - 04/02/2008
SUNTRUST INVESTMENT SERVICES, INC. (TAMPA FL)
MA
08/14/2002 - 02/07/2007
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
IL
01/25/2001 - 08/15/2002
AFD, INC. (NORTHBROOK IL)
PA
12/17/1999 - 01/17/2001
ING AMERICA EQUITIES, INC. (WEST CHESTER PA)
MA
10/16/1998 - 11/23/1999
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
01/01/1995 - 10/15/1998
MANEQUITY, INC. (BOSTON MA)
MA
10/21/1992 - 07/21/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/21/1992 - 07/21/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
KS
07/06/1992 - 09/15/1992
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 08/09/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/17/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 08/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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