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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph F Shiman is a financial advisor with Cetera Investment Advisers LLC. Joseph has been in the financial services industry since 1996 and has a strong background in financial planning, portfolio management, and insurance. He has a Series 6, 7, 24, 63, and 65 securities licenses and is also a Certified Financial Planner. Joseph F Shiman has worked with clients across a variety of industries, including individuals, corporations, charitable organizations, and pension and profit-sharing plans. Joseph F Shiman is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
06/29/2023 - Present
Cetera Investment Advisers LLC (WEST HARTFORD CT)
CT
05/07/1996 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (AVON CT)
BOTH
Issued 12/27/2002
Series 66 - Uniform Combined State Law Examination
IA
Issued 7/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/27/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/24/1996
Series 7 - General Securities Representative Examination
BC
Issued 5/6/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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