Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Servi is a financial professional with over 8 years of experience in the financial industry. Joseph is currently registered with KKR Capital Markets LLC in New York, NY. Joseph was previously registered with BOFA Securities, Inc. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Joseph holds the Series 7, Series 63, Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/21/2022 - Present
KKR Capital Markets LLC (New York NY)
NY
05/10/2019 - 02/28/2022
BOFA SECURITIES, INC. (NEW YORK NY)
NY
09/09/2014 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/18/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/09/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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