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Joseph Eugene Hamlet

Cetera Advisor Networks LLC

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About Joseph Eugene Hamlet

Joseph Eugene Hamlet is a financial advisor with Cetera Advisor Networks LLC in Long Beach, NY. Joseph has been in the industry since 1988. Joseph holds Series 7, 31, and 63 licenses. Joseph is also a registered representative in New York. Before joining Cetera Advisor Networks LLC, Joseph worked at North Ridge Securities Corp., FISERV Investor Services, Inc., CITICORP Investment Services, Dean Witter Reynolds Inc., GARBAN LLC, and FUNDAMENTAL BROKERS INC.

Firm Information

Joseph Hamlet is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Hamlet’s Registration & Firm History

NY

02/01/2019 - Present

Cetera Advisor Networks LLC (LONG BEACH NY)

NY

06/16/2005 - 02/01/2019

NORTH RIDGE SECURITIES CORP. (LONG BEACH NY)

TX

04/18/2005 - 04/18/2005

FISERV INVESTOR SERVICES, INC. (HOUSTON TX)

NY

07/19/1999 - 03/04/2005

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NY

04/17/1998 - 05/11/1999

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

10/30/1997 - 01/28/1998

GARBAN LLC (NEW YORK NY)

NY

08/09/1989 - 06/24/1997

GARBAN LLC (NEW YORK NY)

NA

07/25/1987 - 10/13/1989

FUNDAMENTAL BROKERS INC.

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Licenses & Designations

IA

Issued 04/24/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/07/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/1999

Series 31 - Futures Managed Funds Examination

BC

Issued 01/08/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Joseph Eugene Hamlet. Review regulatory record here.
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