Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Eugene Bartnicki is a Registered Representative with MMA Securities LLC. Joseph has been in the securities industry since 1994 and holds the Series 6, 7, 22TO, 26, 63 and 66 licenses. Joseph is a specialist in Retirement Plan Participants. Before joining MMA Securities LLC in 2019, Joseph held positions at several other firms including PURSHE KAPLAN STERLING INVESTMENTS and LPL FINANCIAL LLC. Joseph is also an Investment Advisor Representative for MMA Asset Management LLC. Joseph's clients are primarily Retirement Plan Participants, Pension and Profit Sharing Plans and State or Municipal Government Entities. MMA Securities LLC is a subsidiary of Marsh & McLennan Agency LLC and is a registered broker-dealer and investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
1
2
MA
05/28/2019 - Present
MMA Securities LLC (Boston MA)
PA
12/17/2014 - 01/27/2020
PURSHE KAPLAN STERLING INVESTMENTS (Plymouth Meeting PA)
PA
11/30/2010 - 11/17/2014
LPL FINANCIAL LLC (PLYMOUTH MEETING PA)
PA
08/03/2007 - 11/30/2010
NRP FINANCIAL, INC. (PLYMOUTH MEETING PA)
NJ
01/11/2007 - 08/06/2007
NFP SECURITIES, INC. (WARREN NJ)
NY
02/03/2005 - 12/31/2006
GBS RETIREMENT SERVICES, INC. (WHITE PLAINS NY)
MO
07/01/2003 - 01/11/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
01/15/2002 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
09/24/2001 - 12/04/2001
FUTURESHARE FINANCIAL LLC (JERSEY CITY NJ)
NJ
01/01/1997 - 09/21/2000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
07/25/1994 - 01/01/1997
PRUDENTIAL RETIREMENT SERVICES, INC. (NEWARK NJ)
BOTH
Issued 12/17/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2002
Series 7 - General Securities Representative Examination
BC
Issued 06/22/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Joseph Bartnicki is the right advisor for you? Invested Better is here to help.
