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Joseph Ennio Betti

Andrew Garrett Inc.

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About Joseph Ennio Betti

Joseph Betti is an investment advisor representative with Andrew Garrett Inc.. Joseph has been in the industry since 1990. Joseph is registered with the following states: Alabama, Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Maryland, Massachusetts, Michigan, Minnesota, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Puerto Rico, South Carolina, Virginia, Washington, and Wisconsin. Joseph is also registered with FINRA and the Securities and Exchange Commission.

Firm Information

Joseph Betti is currently registered with Andrew Garrett Inc.. Andrew Garrett Inc. is a corporation registered with the SEC and in all 50 states, as well as Puerto Rico. Formed in 2006, the firm provides financial planning, selection of other advisors, and portfolio management for individuals. They have a wrap fee program and specialize in serving high-net-worth individuals and other individuals. The firm has over 470 million in regulatory assets under management and manages over 1,100 accounts.
Andrew Garrett Inc.

52 VANDERBILT AVE

NEW YORK, NY 10017

$470.14M

Assets Under Management

1,161

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Betti’s Registration & Firm History

PA

02/04/2025 - Present

Andrew Garrett Inc. (NEWTOWN PA)

NJ

11/16/2005 - 03/01/2007

S.W. BACH & COMPANY (PRINCETON NJ)

NY

02/22/2001 - 12/05/2005

KIRLIN SECURITIES INC. (SYOSSET NY)

NY

09/15/1994 - 09/01/2001

PRINCETON SECURITIES CORPORATION (SYOSSET NY)

NY

06/13/2000 - 12/31/2000

KIRLIN SECURITIES INC. (SYOSSET NY)

NY

10/31/1991 - 09/19/1994

L.C. WEGARD & CO., INC. (NEW YORK NY)

NY

04/24/1990 - 11/01/1991

HIBBARD BROWN & CO., INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/22/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/17/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/01/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joseph Ennio Betti.
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