Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph McGinty is an investment advisor representative at Bluerock Capital Markets LLC, a firm based in Newport Beach, CA. Joseph has been in the industry since January 24, 2010. Joseph has previously held positions with SHOPOFF SECURITIES, INC., STIRA CAPITAL MARKETS GROUP, LLC, CPS FINANCIAL & INSURANCE SERVICES, INC. and METLIFE INVESTORS DISTRIBUTION COMPANY. Joseph has passed the Series 6, 7 and 63 exams, and the SIE Exam. Joseph is registered in California, Georgia, North Carolina and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/26/2024 - Present
Bluerock Capital Markets LLC (Newport Beach CA)
CA
11/28/2018 - 04/02/2024
SHOPOFF SECURITIES, INC. (irvine CA)
CA
06/11/2015 - 05/30/2018
STIRA CAPITAL MARKETS GROUP, LLC (IRVINE CA)
CA
06/27/2014 - 12/04/2014
CPS FINANCIAL & INSURANCE SERVICES, INC. (IRVINE CA)
CA
08/12/2008 - 04/09/2014
METLIFE INVESTORS DISTRIBUTION COMPANY (IRVINE CA)
BC
Issued 09/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/11/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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