Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Eliot Carter is a registered representative with Park Avenue Securities LLC. Joseph has been in the securities industry since 2016 and has experience with a variety of financial services firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, and J.P. Morgan Securities Inc. Joseph holds the Series 63, Series 66, Series 7, and SIE licenses and is registered to do business in California, Connecticut, District of Columbia, Georgia, Maryland, New Jersey, New York, North Carolina, and Texas. Joseph is a dedicated financial professional with a strong commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/12/2021 - Present
Park Avenue Securities LLC (NEW YORK NY)
NY
01/02/2018 - 12/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IL
07/06/2010 - 10/25/2011
MORGAN STANLEY SMITH BARNEY (ORLAND PARK IL)
IL
05/18/2009 - 05/18/2010
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
BOTH
Issued 04/30/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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