Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Elias Anthony is a financial advisor who has been in the industry since 2014. Joseph Anthony is currently registered with LPL Financial LLC, but has also previously worked with UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Wells Fargo Clearing Services, LLC. Joseph Anthony holds Series 7 and 66 licenses and is also a Certified Financial Planner. Joseph Anthony is a dedicated and experienced financial professional who has specialized in providing financial advice to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
03/20/2024 - Present
LPL Financial LLC (BIRMINGHAM AL)
AL
11/20/2018 - 08/19/2021
WELLS FARGO CLEARING SERVICES, LLC (BIRMINGHAM AL)
AL
08/15/2017 - 09/04/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BIRMINGHAM AL)
AL
08/29/2014 - 08/02/2017
UBS FINANCIAL SERVICES INC. (BIRMINGHAM AL)
MN
02/06/2014 - 09/02/2014
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
BOTH
Issued 04/22/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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