Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Zawistowski is a financial advisor who has been in the industry since 1985. He is currently registered with Wells Fargo Clearing Services, LLC and has a Series 7, Series 3, Series 63, Series 10, Series 9, and SIE license. Joseph is also a Chartered Financial Analyst (CFA). He has experience working with individuals, businesses, and institutions. Joseph specializes in providing financial planning, investment consulting, and portfolio management services. Joseph was previously registered with Prescott, Ball & Turben, Inc., and Paine Webber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
12/15/2023 - Present
Wells Fargo Clearing Services, LLC (HUDSON OH)
NA
05/04/1987 - 09/04/1990
PRESCOTT, BALL & TURBEN, INC.
NA
12/23/1985 - 05/14/1987
PAINEWEBBER INCORPORATED
IA
Issued 10/26/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/20/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1993
Series 3 - National Commodity Futures Examination
BC
Issued 12/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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