Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Edward Torres is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Joseph has been in the securities industry since September 4, 1992 and has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. He is licensed to sell securities in 23 states and is a Registered Investment Advisor in New York and Texas. Joseph has a broad range of experience in financial services, including investment management, financial planning, and portfolio management. He is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/16/2007 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (STATEN ISLAND NY)
NY
04/02/2007 - 11/19/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
03/24/2005 - 04/02/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
NJ
02/13/1998 - 04/15/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
07/05/1995 - 02/18/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CO
12/09/1994 - 07/18/1995
PATTERSON TRAVIS, INC. (ENGLEWOOD CO)
NY
08/05/1994 - 11/01/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
NY
07/30/1992 - 09/07/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 12/18/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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