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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Edward Straka is a financial advisor with Cambridge Investment Research Advisors, Inc. Joseph has been working in the financial industry since September 30, 1994. Joseph is registered with the state of Nebraska and has a Series 7, 6, 62 and 66 license. Joseph also has a Series 63 license. Joseph is registered with the state of Texas and has a Series 66 license. Joseph has previously worked with First National Capital Markets, Primevest Financial Services, Inc., BISYS Brokerage Services, Inc. and SII Investments, Inc. Joseph has 6 active state registrations and has been with Cambridge Investment Research Advisors, Inc. since 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NE
01/02/2025 - Present
Cambridge Investment Research Advisors, Inc. (KEARNEY NE)
NE
06/01/2010 - 10/18/2010
FIRST NATIONAL CAPITAL MARKETS (KEARNEY NE)
NE
05/10/2000 - 06/02/2010
PRIMEVEST FINANCIAL SERVICES, INC. (KEARNEY NE)
MN
04/30/1998 - 05/10/2000
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
WI
02/08/1996 - 04/30/1998
SII INVESTMENTS, INC. (APPLETON WI)
MO
09/29/1994 - 02/05/1996
FFP SECURITIES, INC. (CHESTERFIELD MO)
BOTH
Issued 10/01/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/02/1994
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 09/27/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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