Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Sorok is an Investment Advisor Representative associated with Mercer Global Advisors Inc. located in Denver, Colorado. Joseph has been in the financial industry for over 20 years, having worked with several firms before joining Mercer Global Advisors. Joseph has a strong background in financial planning and portfolio management. Joseph holds the Series 7, 9, 10, 24, 63 and 65 licenses. Mercer Global Advisors Inc. offers financial planning, portfolio management, pension consulting, educational seminars, selection of other advisors and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Trust services, estate planning, tax return preparation, consultation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
02/27/2024 - Present
Mercer Global Advisors Inc. (DENVER CO)
NY
02/17/2022 - 01/16/2024
FIDELITY BROKERAGE SERVICES LLC (MERRICK NY)
NY
04/27/2011 - 12/31/2020
TD AMERITRADE, INC. (Manhasset NY)
NJ
01/17/2008 - 04/14/2011
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NY
06/18/2007 - 01/17/2008
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
01/09/2007 - 01/26/2007
WACHOVIA SECURITIES, LLC (GARDEN CITY NY)
NY
06/21/2000 - 12/04/2006
TD AMERITRADE, INC. (NEW YORK NY)
NY
03/16/1998 - 06/05/2000
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
TX
11/19/1996 - 02/05/1997
TEXAS CAPITAL SECURITIES, INC. (HOUSTON TX)
NJ
08/20/1996 - 12/16/1996
J.S. SECURITIES, INC. (PT. PLEASANT BEACH NJ)
TX
04/26/1996 - 10/11/1996
T.L. GROUP, INC. (FORT WORTH TX)
NY
11/14/1995 - 03/25/1996
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
IA
Issued 12/29/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/17/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/08/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
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