Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Ringhoffer is a financial advisor registered with Stifel, Nicolaus & Company, Inc. He is a veteran financial professional with over 30 years of experience in the industry. Joseph has been with Stifel, Nicolaus & Company, Inc. since 2015 and previously worked with Sterne, Agee & Leach, Inc. He holds the Series 7, Series 63 and Series 65 licenses and is registered in Alabama, Florida, Louisiana, Tennessee, Texas, and Virginia. He provides a variety of financial services including financial planning, pension consulting, and portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
01/11/2018 - Present
Stifel, Nicolaus & Company, Inc. (MOBILE AL)
AL
02/10/2006 - 07/07/2015
STERNE, AGEE & LEACH, INC. (MOBILE AL)
MO
07/01/2003 - 02/22/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
06/28/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
TN
08/14/1991 - 06/29/1999
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
IA
Issued 02/21/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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