Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Edward Petty is a financial advisor with Benjamin F. Edwards & Company, Inc. Joseph has been in the financial services industry since 1984. Joseph is registered with both FINRA and the SEC and holds licenses in several states. In addition to working with individual investors, Joseph also provides financial services to businesses, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
11/07/2014 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
TN
01/01/2008 - 07/26/2011
WELLS FARGO ADVISORS, LLC (CHATTANOOGA TN)
TN
02/28/1991 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CHATTANOOGA TN)
NY
01/28/1987 - 03/01/1991
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
07/26/1984 - 02/03/1987
DEAN WITTER REYNOLDS INC.
IA
Issued 11/19/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/08/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Joseph Petty is the right advisor for you? Invested Better is here to help.
