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Joseph Edward Paul

Sammons Financial Network, LLC

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About Joseph Edward Paul

Joseph Edward Paul is a financial advisor with Sammons Financial Network, LLC. Joseph has over 17 years of experience in the financial services industry and holds Series 7, 24 and 63 licenses. Joseph's primary office is located in West Des Moines, IA.

Firm Information

Joseph Paul is currently registered with Sammons Financial Network, LLC. Sammons Financial Network, LLC is a Limited Liability Company formed in June 2011. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

155

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Paul’s Registration & Firm History

IA

07/02/2014 - Present

Sammons Financial Network, LLC (WEST DES MOINES IA)

SD

05/03/2006 - 07/02/2014

SAMMONS SECURITIES COMPANY, LLC (SIOUX FALLS SD)

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Licenses & Designations

BC

Issued 08/30/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/30/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Edward Paul.
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