Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Edward O'Shea is a financial advisor with Spartan Capital Securities, LLC. Joseph has been in the industry since February 1997 and has extensive experience in the financial services sector. Joseph is registered to provide investment advice in 14 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/02/2022 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
07/21/2022 - 09/08/2022
ARETE WEALTH MANAGEMENT, LLC (Melville NY)
NY
07/21/2009 - 07/21/2022
NATIONAL SECURITIES CORPORATION (MELVILLE NY)
NY
12/05/2006 - 07/13/2009
AMERIPRISE FINANCIAL SERVICES, INC. (NEW YORK NY)
FL
07/21/2006 - 11/30/2006
POINTE CAPITAL, INC. (TAMPA FL)
FL
07/12/2002 - 07/24/2006
R.M. STARK & CO., INC. (LAKE WORTH BEACH FL)
NY
02/04/2002 - 07/15/2002
HARRISON SECURITIES, INC. (PORT WASHINGTON NY)
NY
08/07/2000 - 02/06/2002
FORDHAM FINANCIAL MANAGEMENT, INC. (NEW YORK NY)
NY
05/11/1999 - 08/09/2000
CARNEGIE INVESTOR SERVICES INC. (NEW YORK NY)
NY
02/13/1997 - 05/10/1999
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
BOTH
Issued 04/02/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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