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Joseph Edward Kovacic

THE O.n. Equity Sales Co.

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About Joseph Edward Kovacic

Joseph Edward Kovacic is a registered representative with The O.n. Equity Sales Co. Joseph began his career in the securities industry on February 20, 1975. Joseph has been with The O.n. Equity Sales Co. since December 18, 2003. Prior to that, Joseph was registered with MetLife Securities Inc., Metropolitan Life Insurance Company, EQ Financial Consultants, Inc., and The Equitable Life Assurance Society of the United States. Joseph has been registered in 11 states, including California, Florida, Illinois, Michigan, North Carolina, Ohio, Pennsylvania, South Carolina, Virginia, West Virginia and Wisconsin.

Firm Information

Joseph Kovacic is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Kovacic’s Registration & Firm History

PA

12/18/2003 - Present

THE O.n. Equity Sales Co. (PITTSBURGH PA)

MA

12/17/1998 - 12/19/2003

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

12/17/1998 - 12/19/2003

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NY

10/20/1980 - 12/17/1998

EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)

NY

02/21/1975 - 12/17/1998

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/13/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/23/1991

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/1986

Series 7 - General Securities Representative Examination

BC

Issued 02/18/1975

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Edward Kovacic.
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