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Joseph Edward Disanza

NBC Securities, Inc.

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About Joseph Edward Disanza

Joseph Disanza is a Registered Representative with NBC Securities, Inc. Joseph Edward Disanza has been in the securities industry since April 10, 1990. Joseph Disanza has been with NBC Securities, Inc. since July 2015. Prior to that, Joseph Disanza was with JHS CAPITAL ADVISORS, LLC, GUNNALLEN FINANCIAL, INC, KIRLIN SECURITIES INC., AMERICORP SECURITIES, INC., LEW LIEBERBAUM & CO., INC., REICH & CO., INC., and LEHMAN BROTHERS INC. Joseph Disanza is licensed to sell securities in California, Connecticut, Florida, Georgia, Louisiana, Maine, Massachusetts, Michigan, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Virginia, and Wisconsin. Joseph Disanza specializes in providing financial planning, pension consulting, and selection of other advisors services. Joseph Disanza's firm, NBC Securities, Inc., manages $1 billion to $10 billion in assets for 100 clients. NBC Securities, Inc. primarily serves insurance companies, investment companies, charitable organizations, high net worth individuals, banking or thrift institutions, pension and profit sharing plans, corporations or other businesses, and individuals other than high net worth. Joseph Disanza has passed the Series 63, Series 65, Series 3, Series 7 and SIE examinations.

Firm Information

Joseph Disanza is currently registered with NBC Securities, Inc.. NBC Securities, Inc. is a corporation headquartered in Birmingham, Alabama, that has been in operation since March 13, 1986. The firm provides financial planning, pension consulting, and portfolio management services for individuals, businesses, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm manages approximately $1 billion to $10 billion in assets and has a presence in all 50 states and the District of Columbia.
NBC Securities, Inc.

1927 FIRST AVENUE NORTH

BIRMINGHAM, AL 35203

$1.72B

Assets Under Management

100

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Disanza’s Registration & Firm History

NY

06/28/2023 - Present

NBC Securities, Inc. (MASSAPEQUA NY)

NY

03/26/2010 - 07/23/2015

JHS CAPITAL ADVISORS, LLC (MASSAPEQUA NY)

NY

07/15/2005 - 03/29/2010

GUNNALLEN FINANCIAL, INC (PLAINVIEW NY)

NY

09/24/1996 - 08/08/2005

KIRLIN SECURITIES INC. (SYOSSET NY)

NY

03/24/1995 - 09/17/1996

AMERICORP SECURITIES, INC. (NEW YORK NY)

NY

09/01/1994 - 04/18/1995

LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)

NA

10/08/1991 - 06/24/1993

REICH & CO., INC.

NY

01/24/1989 - 10/04/1991

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/19/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/31/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/27/1989

Series 3 - National Commodity Futures Examination

BC

Issued 01/21/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Joseph Edward Disanza. Review regulatory record here.
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