Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Edward Carollo is a financial advisor associated with Avantax Advisory Services. Joseph has been in the financial industry since July 10, 2000. Joseph has passed several professional exams including Series 6, Series 7, Series 26, Series 63 and Series 65. In addition to being registered in Connecticut, Joseph is also registered to conduct business in Arizona, Colorado, Florida, Kentucky, Maine, Massachusetts, Minnesota, Missouri, New York, North Carolina, Rhode Island, South Carolina, Texas and Vermont. Joseph is also a certified public accountant and has a private practice where he offers tax preparation and accounting services. Joseph also provides equity index annuity sales and is an insurance agent for Avantax Insurance Agency, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
CT
01/02/2002 - Present
Avantax Advisory Services (PORTLAND CT)
IA
Issued 09/20/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/10/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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