Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Edward Butler is a financial professional with over 10 years of experience in the securities industry. Joseph Butler is currently registered with Stifel, Nicolaus & Company, Inc. and has been associated with this firm since 2012. Previously, Joseph Butler was registered with Raymond James & Associates, Inc. from 2011 to 2012. Joseph Butler holds Series 63, SIE, and Series 7 licenses. Joseph Butler's specializations include securities, mutual funds, variable annuities, life insurance, fixed annuities, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
08/20/2012 - Present
Stifel, Nicolaus & Company, Inc. (MEMPHIS TN)
TN
10/03/2011 - 08/23/2012
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
BC
Issued 02/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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