Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph MacCone is a financial advisor who has been in the industry since 2001. Joseph has a wealth of experience in the financial services industry, with previous roles at AMG Distributors, Inc., VP Distributors LLC, UBS Global Asset Management (US) Inc., and Seligman Advisors, Inc. Currently, Joseph is registered with Virtus Investment Advisers, Inc. in Connecticut. Joseph has a broad range of licenses and registrations including Series 3, 6, 7, 24, 63, and 66. Joseph holds a variety of specialized licenses and registrations that allow Joseph to offer a comprehensive range of investment products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Strategic management for diversified investment portfolios.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
06/28/2023 - Present
Virtus Investment Advisers, Inc. (NEW YORK NY)
CT
04/09/2014 - 01/02/2023
AMG DISTRIBUTORS, INC. (STAMFORD CT)
NY
05/31/2013 - 04/07/2014
VP DISTRIBUTORS LLC (NEW YORK NY)
NY
04/01/2002 - 05/21/2013
UBS GLOBAL ASSET MANAGEMENT (US) INC. (NEW YORK NY)
MA
03/13/2001 - 03/13/2002
SELIGMAN ADVISORS, INC. (BOSTON MA)
BOTH
Issued 06/25/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/25/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2015
Series 3 - National Commodity Futures Examination
BC
Issued 05/13/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/12/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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