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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Rhodes is a financial advisor with over 25 years of experience in the industry. Joseph has a diverse background, having worked with several firms including Wells Fargo Clearing Services, LLC, The Leaders Group, Inc., and Lion Street Financial, LLC. Joseph is currently registered with TLG Advisors, Inc. in New York and Colorado and specializes in providing financial planning, pension consulting, and portfolio management services for individuals, businesses, and pooled investment vehicles. Joseph also offers educational seminars. Joseph holds the Series 6, 7, 26, 63 and 65 licenses as well as the SIE. Joseph is also a Certified Financial Planner (CFP®) and a Chartered Financial Consultant (ChFC®).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/08/2024 - Present
TLG Advisors, Inc. (Elmira NY)
TX
09/23/2022 - 02/29/2024
LION STREET FINANCIAL, LLC (AUSTIN TX)
CO
10/02/2019 - 09/27/2022
THE LEADERS GROUP, INC. (LITTLETON CO)
CA
08/08/2011 - 10/16/2019
WELLS FARGO CLEARING SERVICES, LLC (SACRAMENTO CA)
CO
03/25/2010 - 07/01/2011
THE LEADERS GROUP, INC. (LITTLETON CO)
CA
06/13/2006 - 02/05/2010
UNIONBANC INVESTMENT SERVICES, LLC (SAN FRANCISCO CA)
CA
11/16/2005 - 06/15/2006
NFP SECURITIES, INC. (SAN FRANCISCO CA)
CO
09/12/2000 - 11/16/2005
THE LEADERS GROUP, INC. (LITTLETON CO)
MA
06/27/1996 - 03/01/2002
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
CO
08/23/2000 - 09/08/2000
THE LEADERS GROUP, INC. (LITTLETON CO)
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2008
Series 7 - General Securities Representative Examination
BC
Issued 06/26/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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