Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph E Shea is a financial professional with over 20 years of experience in the industry. Joseph E Shea currently works with Osaic Institutions, Inc. in Fall River, MA. Joseph E Shea has held previous positions with LPL FINANCIAL LLC in Bridgewater, MA; CUNA BROKERAGE SERVICES, INC. in Bridgewater, MA; SANTANDER SECURITIES LLC in New Bedford, MA; CUNA BROKERAGE SERVICES, INC. in Dorchester, MA; MORGAN STANLEY in Newport, RI; MORGAN STANLEY & CO. INCORPORATED in Providence, RI; CCO INVESTMENT SERVICES CORP. in Bridgewater, MA; 1ST GLOBAL CAPITAL CORP. in Dallas, TX; MULTI-FINANCIAL SECURITIES CORPORATION in Greenwood Village, CO; LONDON PACIFIC SECURITIES, INC. in Sacramento, CA; VALIC FINANCIAL ADVISORS, INC. in Houston, TX; THE VARIABLE ANNUITY MARKETING COMPANY in Houston, TX; and PAINEWEBBER INCORPORATED in Weehawken, NJ. Joseph E Shea is licensed to provide financial services in Florida, Maine, Massachusetts, North Carolina and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
02/07/2023 - Present
Osaic Institutions, Inc. (Fall River MA)
MA
05/18/2022 - 02/17/2023
LPL FINANCIAL LLC (Bridgewater MA)
MA
09/15/2017 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Bridgewater MA)
MA
09/30/2016 - 09/12/2017
SANTANDER SECURITIES LLC (NEW BEDFORD MA)
MA
12/13/2013 - 09/28/2016
CUNA BROKERAGE SERVICES, INC. (Dorchester MA)
RI
06/01/2009 - 12/10/2013
MORGAN STANLEY (NEWPORT RI)
RI
08/07/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PROVIDENCE RI)
MA
11/01/2005 - 08/01/2008
CCO INVESTMENT SERVICES CORP. (BRIDGEWATER MA)
TX
01/07/2005 - 10/11/2005
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
CO
07/22/2004 - 11/19/2004
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
CA
06/10/2002 - 12/31/2003
LONDON PACIFIC SECURITIES, INC. (SACRAMENTO CA)
TX
03/28/2001 - 02/06/2002
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
03/28/2001 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
NJ
02/11/2000 - 02/13/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 03/03/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 02/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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