Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Dewhart is an investment advisor representative with Fidelity Personal And Workplace Advisors, licensed to provide financial advice in Texas and a number of other states. Joseph has been in the securities industry since 2010 and has experience with a number of firms including J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BBVA Securities Inc., Farmers Financial Solutions, LLC, BBVA Compass Investment Solutions, INC, Chase Investment Services Corp., and SWBC Investment Services, LLC. Joseph holds a number of licenses including the Series 6, 7, 9, 10, 26, 63 and 66 licenses. He has also earned the Certified Financial Planner designation. Joseph works with a wide range of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Joseph's focus is on providing financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (CYPRESS TX)
GA
11/16/2017 - 05/08/2018
J.P. MORGAN SECURITIES LLC (ROSWELL GA)
TX
05/12/2015 - 11/27/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CYPRESS TX)
TX
09/25/2014 - 04/07/2015
BBVA SECURITIES INC. (HOUSTON TX)
TX
05/09/2014 - 07/22/2014
FARMERS FINANCIAL SOLUTIONS, LLC (HOUSTON TX)
TX
05/16/2013 - 02/13/2014
BBVA SECURITIES INC. (HOUSTON TX)
TX
04/29/2013 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (HOUSTON TX)
TX
10/01/2012 - 02/07/2013
J.P. MORGAN SECURITIES LLC (AUSTIN TX)
TX
06/21/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (AUSTIN TX)
TX
01/04/2011 - 06/26/2012
SWBC INVESTMENT SERVICES, LLC (HOUSTON TX)
TX
01/07/2010 - 01/06/2011
EDWARD JONES (HOUSTON TX)
TX
06/24/2008 - 01/23/2009
WAMU INVESTMENTS, INC. (HOUSTON TX)
BOTH
Issued 02/26/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/15/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/06/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2010
Series 7 - General Securities Representative Examination
BC
Issued 06/22/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Joseph Dewhart is the right advisor for you? Invested Better is here to help.
