Unclaimed
Joseph Durso is a financial advisor with over 30 years of experience in the industry. Joseph is currently registered with SG Americas Securities, LLC in New York. Prior to this, Joseph was with PALI CAPITAL, INC. He has a wide range of experience in the industry and holds several licenses and designations, including Series 6, 7, 10, 14, 24, 55, 57TO, 63, 99TO, and SIE. Joseph is also a Registered Options Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/21/2010 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
09/25/2008 - 03/01/2010
PALI CAPITAL, INC. (NEW YORK NY)
NY
10/01/2003 - 06/11/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
12/19/1989 - 10/09/2003
HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)
NY
11/01/2002 - 09/24/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
09/25/1987 - 02/19/1988
FIRST INVESTORS CORPORATION
BC
Issued 09/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/16/2002
Series 14 - Compliance Officer Examination
BC
Issued 05/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 08/19/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/24/1990
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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