Unclaimed
Joseph Quigley is a financial advisor with over 20 years of experience in the financial industry. He is currently registered with Fidelity Brokerage Services LLC. Previously, Joseph was registered with NATIONAL FINANCIAL SERVICES LLC and Fidelity Investments Institutional Services Company, Inc. Joseph is licensed to sell securities in 53 states and the District of Columbia. He holds the Series 6, 7, 24, 26, 63 and SIE licenses. Joseph has experience in a variety of financial services, including investment advisory services, brokerage services and insurance products. He is dedicated to providing his clients with the highest level of personalized service and financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
01/05/2010 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
09/11/2008 - 07/02/2013
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
KY
01/01/2008 - 08/18/2008
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
03/11/1999 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
BC
Issued 04/18/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2009
Series 24 - General Securities Principal Examination
BC
Issued 03/10/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/10/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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