Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Ochoa has been a financial professional since 1988 and is currently registered with USAA Investment Services Co.. Joseph is a registered representative with the state of Texas. Joseph previously worked at USAA Financial Advisors, INC, Investment Professionals, INC, AllianceBernstein Investments, INC, Charles Schwab & Co., INC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Joseph provides financial planning services and referrals for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Referrals
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Referral fees pursuant to a referral agreement
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2
TX
01/08/2018 - Present
Usaa Investment Services Co. (SAN ANTONIO TX)
TX
09/13/2011 - 06/08/2020
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
03/04/2011 - 04/21/2011
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
08/19/2009 - 02/22/2011
INVESTMENT PROFESSIONALS, INC. (SAN MARCOS TX)
TX
10/29/2003 - 10/18/2006
ALLIANCEBERNSTEIN INVESTMENTS, INC. (SAN ANTONIO TX)
TX
03/28/2003 - 10/27/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
07/23/1985 - 03/03/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/28/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/19/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2005
Series 24 - General Securities Principal Examination
BC
Issued 06/27/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/16/1990
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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