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Joseph Donald Esposito

THE Pinnacle Financial Group

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About Joseph Donald Esposito

Joseph Esposito is a financial advisor with The Pinnacle Financial Group. Joseph has been in the industry since 1999 and holds the Series 7, Series 63, Series 65, Series 24 and Series 51 licenses. Joseph specializes in working with individual investors and providing financial planning, portfolio management, and pension consulting services.

Firm Information

Joseph Esposito is currently registered with THE Pinnacle Financial Group. THE Pinnacle Financial Group, headquartered in Rockville Centre, NY, is an investment advisor with 37 investment advisor representatives. The firm manages over $1.2 billion in regulatory assets under management for clients including high-net-worth individuals, corporations, and pension and profit-sharing plans. They offer financial planning, pension consulting, selection of other advisors, and portfolio management for individuals.
THE Pinnacle Financial Group

9 SOUTH LONG BEACH ROAD

ROCKVILLE CENTRE, NY 11570

$1.20B

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Financial planning

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Joseph Esposito’s Registration & Firm History

NY

08/12/2021 - Present

THE Pinnacle Financial Group (ROCKVILLE CENTRE NY)

MO

12/13/2002 - 01/09/2003

WACHOVIA SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)

NY

05/18/2001 - 01/02/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NJ

01/11/1999 - 05/24/2001

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

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Licenses & Designations

IA

Issued 11/05/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/19/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/10/2017

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 02/27/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Joseph Donald Esposito. Review regulatory record here.
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