Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Don Laterra is a financial advisor with Southstate|duncanwilliams Securities Corp. in Memphis, TN. Joseph has been in the financial services industry since 1992. Joseph holds several licenses, including Series 7, 55, 57, and 79, and has passed the SIE exam. Joseph is registered with FINRA and is also registered in eight states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
10/01/2020 - Present
Southstate|duncanwilliams Securities Corp. (MEMPHIS (SHELBY) TN)
FL
10/04/2012 - 02/12/2020
RAYMOND JAMES & ASSOCIATES, INC. (NAPLES FL)
FL
12/10/1997 - 03/14/2013
MORGAN KEEGAN & COMPANY, INC. (NAPLES FL)
TX
03/23/1995 - 12/12/1997
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NY
11/15/1991 - 03/29/1995
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 03/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/04/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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