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Joseph Dominick Termini

David Lerner Associates, Inc.

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About Joseph Dominick Termini

Joseph Dominick Termini is a financial professional with over 25 years of experience in the industry. Joseph is currently registered with David Lerner Associates, Inc., a firm based in Syosset, New York. Previously, Joseph has held positions with NYLIFE Securities LLC, R. F. Lafferty & Co., Inc., Hill Thompson Magid & Co., Inc., Josephthal & Co., Inc., Vista Securities Inc., U.S. Trading Corp., and Gaines, Berland Inc.

Firm Information

Joseph Termini is currently registered with David Lerner Associates, Inc.. David Lerner Associates, Inc. is a Corporation that was formed on November 6, 1975. The firm is registered with the Securities and Exchange Commission (SEC) and is approved in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

100

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Termini’s Registration & Firm History

NY

07/17/2013 - Present

David Lerner Associates, Inc. (SYOSSET NY)

NY

05/10/2012 - 07/05/2013

NYLIFE SECURITIES LLC (JERICHO NY)

NY

07/06/2009 - 04/04/2012

R. F. LAFFERTY & CO., INC. (NEW YORK NY)

NJ

05/04/1998 - 06/30/2009

HILL THOMPSON MAGID & CO., INC. (JERSEY CITY NJ)

NY

02/27/1998 - 04/22/1998

JOSEPHTHAL & CO., INC. (NEW YORK NY)

NY

11/17/1997 - 02/03/1998

VISTA SECURITIES INC. (GARDEN CITY NY)

NY

11/10/1997 - 11/25/1997

U.S. TRADING CORP. (NEW YORK NY)

NY

05/19/1997 - 11/19/1997

GAINES, BERLAND INC. (BETHPAGE NY)

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Licenses & Designations

BC

Issued 05/30/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/16/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Dominick Termini.
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