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Joseph Dominick Apisa

Canaccord Genuity LLC

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About Joseph Dominick Apisa

Joseph Apisa is a financial advisor with Canaccord Genuity LLC. Joseph has been in the financial industry since 1998. Joseph holds Series 7, 55, 57TO, and SIE licenses. Joseph has been a registered representative of Canaccord Genuity LLC since May 9, 2024. Before that, Joseph was a registered representative of Morgan Stanley from June 1, 2009, to April 8, 2024.

Firm Information

Joseph Apisa is currently registered with Canaccord Genuity LLC. Canaccord Genuity LLC is a Limited Liability Company formed in February 2004. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Canaccord Genuity LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Apisa’s Registration & Firm History

NY

05/09/2024 - Present

Canaccord Genuity LLC (NEW YORK NY)

NY

06/01/2009 - 04/08/2024

MORGAN STANLEY (New York NY)

NY

11/22/2013 - 06/09/2021

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NJ

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (JERSEY CITY NJ)

NJ

03/14/2007 - 04/02/2007

MORGAN STANLEY DW INC. (JERSEY CITY NJ)

NY

01/26/2005 - 09/29/2006

EVOLUTION FINANCIAL TECHNOLOGIES, LLC (NEW YORK NY)

NJ

08/19/2003 - 03/15/2004

SONIC TECHNOLOGIES LLC (ISELIN NJ)

NY

09/05/1995 - 01/14/2002

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/12/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/01/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joseph Dominick Apisa.
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