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Joseph Dominic Scarpitti

Capital Client Group, Inc.

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About Joseph Dominic Scarpitti

Joseph Dominic Scarpitti is an investment advisor representative registered with Capital Client Group, Inc. since May 28, 2013. Joseph Scarpitti has been in the industry since June 13, 1983. Joseph Scarpitti is also registered with the state of California as an investment advisor representative. In addition to the current firm, Joseph Scarpitti was previously registered with McDonald & Company Securities, Inc. and Parker/Hunter Incorporated. Joseph Scarpitti holds Series 63, Series 65, Series 7, Series 8, Series 9, Series 10 and SIE licenses.

Firm Information

Joseph Scarpitti is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Joseph Scarpitti’s Registration & Firm History

CA

05/28/2013 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

OH

06/04/1991 - 11/30/1994

MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)

PA

04/20/1983 - 04/18/1991

PARKER/HUNTER INCORPORATED (PITTSBURGH PA)

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Licenses & Designations

IA

Issued 09/16/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/08/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/13/1989

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Dominic Scarpitti.
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