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Joseph Dolhon

Janus Henderson Distributors US LLC

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About Joseph Dolhon

Joseph Dolhon is a financial professional with over 18 years of experience in the industry. Joseph is currently registered with Janus Henderson Distributors US LLC and is licensed in multiple states. Previously, Joseph held positions at AMG Distributors, Inc., Morgan Stanley, Citigroup Global Markets Inc., Legg Mason Investor Services, LLC, and Morgan Stanley DW Inc. Joseph holds licenses including Series 63, 65, 24, 31, 7, and SIE. Joseph's experience and qualifications make them well-equipped to provide financial guidance and support to clients.

Firm Information

Joseph Dolhon is currently registered with Janus Henderson Distributors US LLC. Janus Henderson Distributors US LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

332

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Dolhon’s Registration & Firm History

NY

05/09/2024 - Present

Janus Henderson Distributors US LLC (New York NY)

CT

04/09/2015 - 05/23/2024

AMG DISTRIBUTORS, INC. (STAMFORD CT)

NY

06/01/2009 - 03/23/2015

MORGAN STANLEY (PURCHASE NY)

NY

04/01/2008 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

CT

06/02/2006 - 04/14/2008

LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)

NY

08/08/2005 - 04/10/2006

MORGAN STANLEY DW INC. (MT. KISKO NY)

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Licenses & Designations

BC

Issued 07/06/2005

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 06/30/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/08/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/11/2005

Series 31 - Futures Managed Funds Examination

BC

Issued 06/02/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Dolhon.
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