Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Dogery is a securities professional with over 20 years of experience in the financial industry. Joseph has held positions at several prominent firms including Mizuho Securities USA LLC, Commerz Markets LLC, Mitsubishi UFJ Securities (USA), Inc., and J.P. Morgan Securities Inc. Currently, Joseph is registered with Jefferies LLC, a leading global investment banking firm. Joseph is licensed to conduct business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/04/2024 - Present
Jefferies LLC (NEW YORK NY)
NJ
04/28/2016 - 04/26/2022
MIZUHO SECURITIES USA LLC (ISELIN NJ)
NY
11/13/2013 - 01/27/2015
COMMERZ MARKETS LLC (NEW YORK NY)
NY
10/04/2010 - 06/07/2012
MITSUBISHI UFJ SECURITIES (USA), INC. (NEW YORK NY)
NY
10/01/2008 - 10/07/2008
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/18/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/23/2005 - 01/20/2006
BGC FINANCIAL INC. (NEW YORK NY)
NY
10/19/2005 - 01/17/2006
BGC MARKETS, L.P. (NEW YORK NY)
NY
12/17/2004 - 01/12/2006
CANTOR FITZGERALD & CO. (NEW YORK NY)
CA
12/06/2001 - 11/09/2004
W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)
CA
06/26/2000 - 11/01/2001
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NJ
05/20/1998 - 06/12/2000
M. H. MEYERSON & CO., INC. (JERSEY CITY NJ)
NJ
04/04/1997 - 10/24/1997
J.W. BARCLAY & CO., INC. (WOODBRIDGE NJ)
NY
04/04/1996 - 03/07/1997
FIRST CAMBRIDGE SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 04/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/11/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/27/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/03/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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