Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Dipasquale is a financial advisor with Avantax Advisory Services. Joseph has been in the financial services industry since 2004. Joseph holds the Series 6, Series 7, and Series 63 licenses. Joseph is also a Chartered Financial Consultant. Joseph is registered with the state of Connecticut, Florida, Massachusetts and New York. In addition to providing financial advice, Joseph also offers insurance services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
12/05/2023 - Present
Avantax Advisory Services (DALLAS TX)
CT
07/26/2021 - 12/11/2023
CROWN CAPITAL SECURITIES, L.P. (Glastonbury CT)
MA
06/21/2016 - 03/05/2020
SYMETRA SECURITIES, INC. (WALTHAM MA)
NJ
01/03/2013 - 05/31/2016
PRUCO SECURITIES, LLC. (NEWARK NJ)
CT
06/01/2012 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (SIMSBURY CT)
CT
04/01/2006 - 05/10/2012
METLIFE INVESTORS DISTRIBUTION COMPANY (BLOOMFIELD CT)
CA
12/07/2004 - 04/01/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NY
12/12/2002 - 01/03/2005
PARK AVENUE SECURITIES LLC (NEW YORK NY)
MA
08/12/2002 - 09/17/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/12/2002 - 09/17/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 09/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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