Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Dimaria is a financial professional with over 12 years of experience in the securities industry. He is currently registered with Tradition Securities And Derivatives LLC, a firm with a focus on securities and derivatives. Joseph holds a variety of licenses including Series 7, 3, 55, 63, and SIE, along with his Series 57TO. Joseph has previously worked at E D & F MAN Capital Markets Inc. and MPS Global Securities, LLC. Joseph is registered with the following states: California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Massachusetts, Minnesota, New Jersey, New York, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/04/2019 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
10/03/2014 - 11/29/2018
E D & F MAN CAPITAL MARKETS INC. (NEW YORK NY)
NY
06/11/2010 - 10/02/2014
MPS GLOBAL SECURITIES, LLC (NEW YORK NY)
BC
Issued 08/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2013
Series 3 - National Commodity Futures Examination
BC
Issued 12/02/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/10/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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