Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Dilauro is a financial advisor with over 20 years of experience in the financial services industry. Joseph is currently registered with Wells Fargo Securities, LLC in Charlotte, North Carolina. Prior to that, Joseph was registered with RBS Securities Inc, Hold Brothers On-Line Investment Services L.L.C, UBS Securities LLC, UBS Capital Markets L.P and Navillus Securities, Inc. Joseph holds several industry licenses including Series 7, Series 24, Series 52, Series 55, Series 57TO, and Series 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
12/17/2015 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
CT
04/15/2011 - 12/01/2015
RBS SECURITIES INC. (STAMFORD CT)
NY
08/06/2010 - 12/31/2010
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
CT
04/25/2005 - 11/19/2008
UBS SECURITIES LLC (STAMFORD CT)
CT
10/01/1999 - 02/15/2006
UBS CAPITAL MARKETS L.P. (STAMFORD CT)
PA
02/05/1999 - 10/25/1999
NAVILLUS SECURITIES, INC. (WEST CONSHOHOCKEN PA)
MI
09/25/1998 - 01/26/1999
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 10/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/22/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1998
Series 52 - Municipal Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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