Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Dewey Jackson is a Registered Investment Advisor representative with Capital Investment Advisory Services, LLC. Joseph is a veteran advisor with over 29 years of experience in the financial services industry. Joseph has served in a variety of roles including financial advisor, branch manager and financial consultant. Joseph is a highly respected member of the financial community and has a proven track record of success. Joseph holds a number of professional licenses and designations including Series 7, Series 24, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
01/14/2022 - Present
Capital Investment Advisory Services, LLC (FAYETTEVILLE NC)
NC
05/06/2013 - 01/04/2016
CAPE FEAR SECURITIES, INC. (FAYETTEVILLE NC)
NC
08/15/2006 - 05/21/2013
LPL FINANCIAL LLC (FAYETTEVILLE NC)
NC
01/21/2005 - 08/15/2006
WACHOVIA SECURITIES, LLC (FAYETTEVILLE NC)
NY
04/03/2001 - 01/26/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NC
06/01/1994 - 04/04/2001
CENTURA SECURITIES, INC. (KANNAPOLIS NC)
NC
04/21/1994 - 06/01/1994
UVEST INVESTMENT SERVICES (CHARLOTTE NC)
NY
07/31/1993 - 05/10/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
06/14/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 06/11/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2014
Series 4 - Registered Options Principal Examination
BC
Issued 10/29/2012
Series 24 - General Securities Principal Examination
BC
Issued 09/22/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/15/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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