Unclaimed
Joseph Didier is a financial advisor with PNC Capital Markets LLC. Joseph has been in the industry since August 31, 2004, and has been with PNC Capital Markets LLC since August 31, 2021. Joseph is registered with the Financial Industry Regulatory Authority (FINRA) and is also registered with the state securities regulators of all 50 states, the District of Columbia, and Puerto Rico. Joseph has passed the Series 7, Series 63, SIE, and Series 79TO exams. Joseph previously worked at WELLS FARGO SECURITIES, LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/31/2021 - Present
PNC Capital Markets LLC (CHARLOTTE NC)
NC
04/09/2007 - 11/05/2020
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NY
11/04/2003 - 04/04/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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