Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Depasqua is a financial advisor with Stifel, Nicolaus & Company, Inc. Joseph has been in the financial industry since 1985. Joseph is registered with both the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Joseph provides financial planning, portfolio management, and pension consulting services to individuals and businesses. Joseph is also registered to provide investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/13/2018 - Present
Stifel, Nicolaus & Company, Inc. (DAYTONA BEACH FL)
FL
01/01/2008 - 08/20/2009
WELLS FARGO ADVISORS, LLC (DAYTONA BEACH FL)
FL
10/02/2008 - 10/27/2008
CITIGROUP GLOBAL MARKETS INC. (ORMOND BEACH FL)
FL
08/29/1990 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DAYTONA BEACH FL)
NY
04/23/1990 - 09/13/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
GA
02/05/1987 - 07/19/1989
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
NA
12/23/1985 - 11/28/1986
MOORE & SCHLEY, CAMERON & CO.
NA
10/19/1983 - 01/11/1985
E. F. HUTTON & COMPANY INC
IA
Issued 03/24/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/19/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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