Unclaimed
Joseph Dennis Mueller is a financial professional with over 18 years of experience in the industry. Joseph Mueller is currently registered with Peak6 Capital Management LLC. Joseph Mueller has a wide range of experience, having previously worked at firms such as Hardcastle Trading USA L.L.C., PEAK6 PERFORMANCE MANAGEMENT LLC, PEAK6 VEGA MASTER FUND LLC, MND PARTNERS, INC., SLK-HULL DERIVATIVES LLC, and TD OPTIONS LLC. Joseph Mueller has a strong educational background, having passed the Series 7, Series 55, Series 24, Series 57TO and Series 99TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
04/17/2007 - Present
Peak6 Capital Management LLC (Chicago IL)
IL
01/24/2021 - 10/04/2021
HARDCASTLE TRADING USA L.L.C. (CHICAGO IL)
IL
06/29/2011 - 07/01/2014
PEAK6 PERFORMANCE MANAGEMENT LLC (CHICAGO IL)
IL
01/03/2012 - 04/18/2013
PEAK6 VEGA MASTER FUND LLC (CHICAGO IL)
NY
12/18/2009 - 04/08/2013
MND PARTNERS, INC. (NEW YORK NY)
NY
04/07/2005 - 11/09/2005
SLK-HULL DERIVATIVES LLC (NEW YORK NY)
IL
03/15/2005 - 03/24/2005
TD OPTIONS LLC (CHICAGO IL)
IL
12/17/2002 - 10/10/2003
TD OPTIONS LLC (CHICAGO IL)
BC
Issued 05/12/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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