Invested Better
Unclaimed

Unclaimed

Unclaimed

Joseph Dennis Mueller

Peak6 Capital Management LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Joseph? Claim Your Profile

About Joseph Dennis Mueller

Joseph Dennis Mueller is a financial professional with over 18 years of experience in the industry. Joseph Mueller is currently registered with Peak6 Capital Management LLC. Joseph Mueller has a wide range of experience, having previously worked at firms such as Hardcastle Trading USA L.L.C., PEAK6 PERFORMANCE MANAGEMENT LLC, PEAK6 VEGA MASTER FUND LLC, MND PARTNERS, INC., SLK-HULL DERIVATIVES LLC, and TD OPTIONS LLC. Joseph Mueller has a strong educational background, having passed the Series 7, Series 55, Series 24, Series 57TO and Series 99TO exams.

Firm Information

Joseph Mueller is currently registered with Peak6 Capital Management LLC. Peak6 Capital Management LLC is a Limited Liability Company formed on August 5, 1997. The firm has been approved for registration with the SEC and has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Joseph Mueller’s Registration & Firm History

IL

04/17/2007 - Present

Peak6 Capital Management LLC (Chicago IL)

IL

01/24/2021 - 10/04/2021

HARDCASTLE TRADING USA L.L.C. (CHICAGO IL)

IL

06/29/2011 - 07/01/2014

PEAK6 PERFORMANCE MANAGEMENT LLC (CHICAGO IL)

IL

01/03/2012 - 04/18/2013

PEAK6 VEGA MASTER FUND LLC (CHICAGO IL)

NY

12/18/2009 - 04/08/2013

MND PARTNERS, INC. (NEW YORK NY)

NY

04/07/2005 - 11/09/2005

SLK-HULL DERIVATIVES LLC (NEW YORK NY)

IL

03/15/2005 - 03/24/2005

TD OPTIONS LLC (CHICAGO IL)

IL

12/17/2002 - 10/10/2003

TD OPTIONS LLC (CHICAGO IL)

Not sure if Joseph Dennis Mueller is right for you?

Licenses & Designations

BC

Issued 05/12/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/2010

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/10/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Joseph Dennis Mueller.
Not sure if Joseph Dennis Mueller is right for you?