Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Dennis Asselta is a financial advisor with over 20 years of experience in the industry. Joseph is registered with Vanguard Marketing Corp. and has a Series 7, Series 6, and Series 63 license. He is also a registered representative in 53 states and Puerto Rico. Joseph has held previous positions at AIG SunAmerica Capital Services, Inc. and AllianceBernstein Investment Research and Management, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
08/05/2005 - Present
Vanguard Marketing Corp. (MALVERN PA)
NJ
01/06/2005 - 07/19/2005
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
TN
10/10/1997 - 12/07/2004
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
BC
Issued 10/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2004
Series 7 - General Securities Representative Examination
BC
Issued 10/09/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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