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Joseph Degaetano

ADP Broker-Dealer, Inc.

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About Joseph Degaetano

Joseph Degaetano is a financial advisor with ADP Broker-Dealer, Inc. Joseph has been in the financial industry since 2008 and is registered with the Financial Industry Regulatory Authority (FINRA). Joseph holds the Series 6, Series 26 and Series 63 licenses. Joseph is registered to sell securities in 52 states. Previous experience includes working at Scudder Investor Services, Inc.

Firm Information

Joseph Degaetano is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Degaetano’s Registration & Firm History

NH

06/06/2011 - Present

ADP Broker-Dealer, Inc. (Salem NH)

NY

04/01/1999 - 11/09/2001

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/28/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/16/2021

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/03/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Joseph Degaetano. Review regulatory record here.
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