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Joseph Defazio Resciniti

TRB Capital Markets, LLC

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About Joseph Defazio Resciniti

Joseph Resciniti is a financial professional with over 20 years of experience in the financial industry. Joseph holds the Series 7, Series 52, and Series 63 licenses. Joseph is currently registered with TRB Capital Markets, LLC and Estrada Hinojosa & Company, Inc., and is licensed in Texas. In addition to his role as a financial advisor, Joseph has previously worked with Citigroup Global Markets Inc.

Firm Information

Joseph Resciniti is currently registered with TRB Capital Markets, LLC. TRB Capital Markets, LLC is a Limited Liability Company formed on August 19, 2022. The firm is registered in Colorado, Florida, Illinois, New York, and Texas and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Resciniti’s Registration & Firm History

NY

08/09/2024 - Present

TRB Capital Markets, LLC (NEW YORK NY)

NY

06/20/2001 - 05/09/2024

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/18/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Defazio Resciniti.
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