Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Dean Terry is a financial professional with over 20 years of experience in the industry. Joseph is currently registered with CCO Capital, LLC and holds Series 4, 7, 14, 24, 27, 52TO, 53, 63, 65, 99TO and SIE licenses. Joseph has previously worked with several other firms, including LPL Financial LLC, Signator Investors, Inc., FSC Securities Corporation, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Woodbury Financial Services, Inc., Horace Mann Investors Inc, Nationwide Securities, LLC, 1717 Capital Management Company, Nationwide Investment Services Corporation and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
10/05/2020 - Present
CCO Capital, LLC (PHOENIX AZ)
SC
01/18/2019 - 10/12/2020
LPL FINANCIAL LLC (FORT MILL SC)
FL
12/20/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (ST. PETERSBURG FL)
GA
03/05/2014 - 11/07/2016
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
03/05/2014 - 11/07/2016
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
03/05/2014 - 11/07/2016
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
03/05/2014 - 11/07/2016
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
IL
10/24/2008 - 02/28/2014
HORACE MANN INVESTORS INC (SPRINGFIELD IL)
OH
01/09/2006 - 10/23/2008
NATIONWIDE SECURITIES, LLC (COLUMBUS OH)
DE
01/09/2006 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
OH
09/15/2004 - 12/20/2005
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
MO
01/28/2003 - 09/07/2004
EDWARD JONES (ST. LOUIS MO)
IA
Issued 04/24/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 05/28/2008
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/27/2007
Series 4 - Registered Options Principal Examination
BC
Issued 12/28/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/23/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Joseph Terry is the right advisor for you? Invested Better is here to help.
