Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph David Stock is a financial advisor with over 10 years of experience in the industry. Joseph has been registered with FINRA since 2013 and is currently employed by Lake Street, a firm specializing in providing financial services to individuals and businesses. Joseph is a Certified Financial Planner and has a broad range of experience serving clients with a variety of financial needs, including retirement planning, investment management, and insurance. Joseph has a deep understanding of the financial markets and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Erisa section 3(21) co-fiduciary services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
05/16/2018 - Present
Lake Street (CHICAGO IL)
IL
06/15/2018 - 10/15/2019
CANTELLA & CO., INC. (Chicago IL)
IL
12/15/2017 - 06/15/2018
FSIC (Chicago IL)
IL
06/12/2013 - 12/18/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
BC
Issued 06/25/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/01/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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