Unclaimed
Joseph David Sprague is a financial professional with over 20 years of experience in the industry. He is currently registered with Farmers Financial Solutions, LLC, a firm that has been active in the financial services industry for several years. Joseph has held various positions in the financial services industry, including roles at Farmers Financial Solutions, LLC in both Westlake Village and San Marcos, California. He is licensed in California and holds the Series 6 and Series 63 licenses along with the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/26/2006 - Present
Farmers Financial Solutions, LLC (SAN MARCOS CA)
CA
09/07/2000 - 01/05/2006
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
BC
Issued 09/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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