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Joseph David Sprague

Farmers Financial Solutions, LLC

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About Joseph David Sprague

Joseph David Sprague is a financial professional with over 20 years of experience in the industry. He is currently registered with Farmers Financial Solutions, LLC, a firm that has been active in the financial services industry for several years. Joseph has held various positions in the financial services industry, including roles at Farmers Financial Solutions, LLC in both Westlake Village and San Marcos, California. He is licensed in California and holds the Series 6 and Series 63 licenses along with the Securities Industry Essentials Examination (SIE).

Firm Information

Joseph Sprague is currently registered with Farmers Financial Solutions, LLC. Farmers Financial Solutions, LLC is a Limited Liability Company formed in December 1999. The firm is registered in all 50 U.S. states and the District of Columbia and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

2,991

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Sprague’s Registration & Firm History

CA

05/26/2006 - Present

Farmers Financial Solutions, LLC (SAN MARCOS CA)

CA

09/07/2000 - 01/05/2006

FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)

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Licenses & Designations

BC

Issued 09/07/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/02/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph David Sprague.
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