Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Regan has over 9 years of experience in the financial services industry. Joseph is currently registered with Performance Trust Capital Partners, LLC, and previously worked at Piper Sandler & Co., Sandler, O'Neill & Partners, L.P., and FBR Capital Markets & Co.. Joseph is licensed to conduct business in Illinois and Texas. Joseph holds the Series 63, SIE, Series 62, and Series 79 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/29/2024 - Present
Performance Trust Capital Partners, LLC (Dallas TX)
TX
01/03/2020 - 06/18/2024
PIPER SANDLER & CO. (Dallas TX)
NY
03/24/2017 - 01/03/2020
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NY
07/13/2015 - 03/13/2017
FBR CAPITAL MARKETS & CO. (NEW YORK NY)
BC
Issued 07/28/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2017
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 07/13/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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